ABOUT US

Aaron K. Fox
Managing Director, Minneapolis Office

Aaron Fox joined IPSA in March 2008 as Managing Director and head of IPSA’s newly created Minneapolis, Minnesota office. In this role, Ms. Fox will be focusing on Anti-Money Laundering (AML) and Combating the Financing of Terrorism (CFT) issues affecting IPSA’s clients globally.

Experience and Expertise

• Held several senior level AML positions during her 14 year career at RBC Capital Markets Corporation, a broker-dealer acquired by the Royal Bank of Canada (RBC) in 2001.
• Served as Director AML Compliance USA, RBC Capital Markets and Wealth Management.
• Developed and implemented global AML strategies for RBC to meet the needs of US broker-dealers.
• Constructed retail and institutional broker-dealer AML programs.
• Conceived and co-chaired a regional AML conference on AML on Terrorist Financing for financial services institutions.

Education

• University of Minnesota, Accounting Degree

Speaker

Expert speaker on AML and CFT issues:

• SEC/FINRA Examiner Training, April 2008
• AML Red Flags
• Clearing Services Providers & AML
• FINRA Small Firm Conference, March 2008
• NASD Fall Securities Conference, 2007
• NASD Regulatory Experts Education, 2007