• Investigative Consulting Services, Honest. Solutions. Manage the Balance Between Risk and Reward

Robert Cone

Rob Cone joined IPSA in April 2012 as Managing Director, Special Projects for the New York Office. Mr. Cone is responsible for providing consulting services to the largest global financial institutions on strategy, software implementation, risk based operational initiatives, regulatory and compliance issues and integration of technology.

Experience and Expertise
  • Over 25 years experience as a senior manager at some of the world’s largest international banks in the Treasury and Broker Dealer areas.
  • Deep experience in Foreign Exchange, Derivatives, and Money Markets.
  • Senior Consultant for over 7 years to some of the world’s largest financial services firms regarding operational risk and compliance, integration of technology and product strategy and implementation.
  • Spearheaded numerous risk based projects for large global financial institutions including complete compliance risk reviews, mapping of all bank processes and recommended solutions to risk and control of weaknesses for regulatory remediation, new business line startups, and strategy reviews.
  • Extensive front line experience in managing market risk, liquidity risk, and credit risk to bear on the problems facing financial institutions today.

Education

B.A. Finance - University of New Orleans
MBA - Southern Methodist University

Licensing

NASD Series 3, 7, 24, 63 licenses

Practice Areas

  • Anti-Money Laundering
  • Investigative Due Diligence

Specialties

  • Broker Dealer Startups
  • Capital Markets
  • Money Laundering
  • Enhanced Due Diligence
  • Financial Fraud Investigations