• Investigative Consulting Services, Honest. Solutions. Manage the Balance Between Risk and Reward

Anti-Money Laundering

IPSA’s Anti-Money Laundering (AML) experts provide a broad range of professional and consulting services that are designed to apply effective AML solutions to a wide array of organizational structures and conditions, business lines, geographic markets, regulatory situations and implementation timetables. In addition, IPSA provides its services in a manner that utilizes available AML resources at the client’s institution. In order to be truly effective, an AML program should be a reflection of an organization’s customer base, demographics, products and services, geography, regulatory history, risk profile and overall corporate culture.

AML Operational, Investigative & Remedial Services

  • Alert and Case Clearance
  • Account Profiling
  • High Risk Account EDD / Activity Review
  • SAR Writing
  • AML QA and QC Reviews
  • Supplemental Program Resources
  • Case Investigations
  • Forensic Criminal Investigations
  • SAR Quality Review or Look-back
  • Aged Alert Backlog Clearance
  • Transaction Look-backs
  • KYC File Review or Re-Profiling
  • SME Consultants to fill key, vacant AML Roles

AML Risk Advisory & Consulting Services

Program Design or Assessment
  • AML Risk Assessment
  • Program Governance Review
  • Policy & Procedure Development, Implementation or Review
  • Management and Employee Training Design and/or Delivery
  • Customer Risk Assessment Model Design, Review and Risk Ranking Review
  • Offshore Bank Reviews for U.S. Counterparties
  • Acquisition Due Diligence and Risk Assessment
  • Terrorist Financing Program Review
  • Trade Finance AML Monitoring, Analytics & Reporting
Program Review, Testing and Remediation
  • Regulatory Enforcement Order Remediation
  • Independent AML Program Audit
  • Exam Preparedness Review and/or Management Assistance
  • Exam Action Plan Development or Validation
  • Independent Program Testing
Technologies Optimization
  • Screening, Monitoring and Risk Assessment Solutions
  • System Specifications Advisory
  • Vendor Selection Criteria and Advisory
  • Implementation UAT, Configuration, Change Control
  • Detection Scenario Testing, Threshold Reviews, Tuning and Optimization
  • AML Data Governance Management and Control
  • Model Validation