• Investigative Consulting Services, Honest. Solutions. Manage the Balance Between Risk and Reward

Anti-Money Laundering

IPSA’s Anti-Money Laundering (AML) experts provide a broad range of professional and consulting services that are designed to apply effective AML solutions to a wide array of organizational structures and conditions, business lines, geographic markets, regulatory situations and implementation timetables. In addition, IPSA provides its services in a manner that utilizes available AML resources at the client’s institution. In order to be truly effective, an AML program should be a reflection of an organization’s customer base, demographics, products and services, geography, regulatory history, risk profile and overall corporate culture.

AML Operational, Investigative & Remedial Services

  • Alert Backlog Clearance
  • Transaction Monitoring
  • High Risk Account EDD / Activity Review
  • Supplemental Program Resources
  • Account Profiling
  • Case Investigation and Enhanced Monitoring
  • Money Laundering Investigations
  • International Enhanced Due Diligence (Background/ Reputation, Source of Wealth, Beneficial Ownership)
  • Transaction Look-backs
  • CIP / KYC  / CDD Customer File Assessment / Remediation
  • Account Re-Profiling

AML Risk Advisory & Consulting Services

Program Design
  • AML Program Risk & Control Compliance Assessment
  • AML Program Design & Implementation,  Governance Review
  • AML Metrics & Reporting Design
  • Acquisition Due Diligence & Risk Assessment
  • Customer Risk Assessment Model Design or Review
  • Customer Risk Ranking Review
  • AML Technology Solutions (Monitoring Software / Case Management Tools)
Program Examination, Testing, Remediation
  • Regulatory Enforcement Order Remediation
  • Independent AML Program Audit & Testing
  • Offshore Bank AML Reviews for US Counterparties
  • AML Exam Preparedness Review and/or Management Assistance
  • AML Exam Action Plan Management & Tracking, Execution and/or Response
Program Component Enhancement
  • Trade-based AML/OFAC Review
  • Offshore Subsidiary KYC File Review
  • OFAC Program Review
  • Account Opening and Renewal Process Design & Standards
  • Policy & Procedure Development / Implementation / Review
  • Management & Employee Training Design and/or Delivery
  • File Review Procedures & Templates
  • RFI Process Design, Procedures, Metrics & Reporting
  • QC & Testing Program Design
  • SAR Workflow, Quality, & Data Analysis